Job Description

Audit Manager I U.S. Non-Financial Risk Management (NFRM)

The Audit Manager I U.S. Non-Financial Risk Management (NFRM) is responsible for executing and leading audit engagements based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The Audit Manager I will participate in the planning, execution, and documentation of moderately complex to complex audits/projects to ensure they are aligned with management expectations and executed timely. This role will mentor staff auditors, manage relationships with senior management, and contribute to the continuous improvement of risk management practices.

Depth & Scope:

• Generally leads a team responsible for assigned audits, taking on the role of Auditor-In-Charge. This includes supervising and assigning tasks to team members, reviewing staff workpapers, and drafting the audit report.
• Identifies and assesses key risks and controls and develops effective test plans for engagements assigned with limited guidance.
• Supports the audit opinion through execution or oversight of detailed testing and analysis of controls, procedures, and reporting mechanisms.
• Ensures documentation and reporting are ready for review by leadership.
• Reviews and identifies gaps, weaknesses, or inefficiencies in business processes and recommend improvements through objective and unbiased findings.
• Responsible for time and staffing budgets for upcoming audits.
• Responsible for planning of audits.
• Responsible for contact with management regarding audit scope, status, and findings.
• Works at direction of Senior Audit Manager.
• May perform testing procedures for more critical areas of audits.
• Provides on-the-job training for staff.
• Supervises findings follow up tasks with management and audit staff.
• Is a subject matter expert in at least one area of discipline.
• Works independently but receives assistance/coaching from the Senior Audit Manager.
• May participate and/or lead assigned special projects.
• Provides feedback on staff performance on an audit project basis.
• Assists in providing feedback on completion of staff evaluations.
• Updates, revises, and improves existing audit procedures and programs.
• Adds value through consultative interactions with business line management.

Education & Experience:

• Undergraduate degree required.
• 5+ years of related Audit experience required.
• Banking industry audit experience with focus on Governance, Risk & Oversight Function preferred.
• Relevant professional certifications, accounting designations preferred (e.g., CPA, CIA, CISA, FRM, CRMA).
• Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.
• Strong analytical and problem-solving skills.
• Ability to work independently and collaboratively in a team environment.
• Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing and so will you.

Our Total Rewards Package:

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

Additional Information:

We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home. Colleague Development: If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Training & Onboarding: We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role. Interview Process: We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation:

TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at USWAPTDO@td.com. Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.

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